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Regulation NMS
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#	Item
261	TESTIMONY OF KIM BANG, PRESIDENT AND CHIEF EXECUTIVE OFFICER BLOOMBERG TRADEBOOK LLC, BEFORE THE SUBCOMMITTEE ON CAPITAL MARKETS, INSURANCE, & GOVERNMENT SPONSORED ENTERPRISES OF THE COMMITTEE ON FINANCIAL SERVICES Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Business United States Securities and Exchange Commission Financial markets Economy of the United States United States securities law Regulation NMS Electronic communication network Self-regulatory organization Securities Exchange Act Financial economics Investment Stock market
262	B I N C H A M McCUTCHEN Julian Rainero Direct Phone: ([removed]Direct Fax: ([removed]removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-03-09 16:20:32 Regulation NMS Financial Industry Regulatory Authority Securities Exchange Act NASDAQ OTC Bulletin Board Financial regulation United States United States securities law United States Securities and Exchange Commission Economy of the United States
263	DirectEdge January 18, 2011 Elizabeth Murphy, Secretary U.S. Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-01-21 16:04:37 Financial markets Stock market United States Securities and Exchange Commission NYSE Euronext Finance Regulation NMS New York Stock Exchange Flash trading Order Business Financial economics Investment
264	September 23, 2005 VIA EMAIL; CONFIRMATION BY OVERNIGHT MAIL ______ Mr. Jonathan G. Katz Secretary, Office of the Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-09-27 09:45:44 Financial economics Business OTC Bulletin Board Regulation NMS Securities Exchange Act Financial Industry Regulatory Authority NASDAQ Alternative Trading Systems Securities regulation in the United States United States securities law United States Securities and Exchange Commission Economy of the United States
265	COUNCIL ON FOREIGN RELATIONS ––––––––––––––––––––––––––––––––––––––––––––––––––––– 58 EAST 68 TH STREET • NEW YO Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Financial markets Stock market Financial regulation Short selling New York Stock Exchange Order Short Regulation NMS Closed-end fund Financial economics Investment Finance
266	ORDER EXECUTION SERVICES HOLDINGS, INC. 194 Nassau Street, Suite 30, Princeton, NJ[removed]October 11, 2006 Ms. Nancy M. Morris Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-10-12 14:37:45 Investment United States Securities and Exchange Commission Stock market Order Regulation NMS Securities Exchange Act Alternative Trading Systems Trading room Financial economics Financial markets Finance
267	Microsoft Word - Comment re File Nos SR-EDGA[removed]and SR-EDGX[removed]_DirectEdge proposals_[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-21 12:06:36 Investment Finance United States Securities and Exchange Commission Flash trading Euronext New York Stock Exchange NYSE Arca Order Regulation NMS Stock market NYSE Euronext Financial economics
268	January 24, 2006 Ms. Nancy M. Morris Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-01-26 09:35:46 Business Finance United States Securities and Exchange Commission Financial markets United States securities law OTC Bulletin Board Regulation NMS Electronic communication network Securities market Stock market Financial economics Investment
269	Comment Letter re: File No. SR-NASD[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-02-23 11:10:01 Investment Finance United States Securities and Exchange Commission United States securities law OTC Bulletin Board Regulation NMS Financial Industry Regulatory Authority OTC Markets Group U.S. Securities and Exchange Commission Stock market Business Financial economics
270	Equities trading focus \| MiFID II \| Rob Boardman A missed opportunity? On the 14th January the European Parliament and Council of Ministers finally agreed a new directive to update rules for markets in financial instrum Add to Reading List Source URL: itg.com Language: English - Date: 2014-04-09 09:19:00 Financial system Financial regulation Mathematical finance Stock market Markets in Financial Instruments Directive High-frequency trading Regulation NMS Algorithmic trading Best execution Financial markets Financial economics Finance

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